Securities Exchange Act

Results: 28007



#Item
771Business / Covestor / Investment / Stock market / Web 2.0 / Integration clause / Securities Exchange Act / Franchising / Law / Contract law / Financial economics

Covestor - Non-registered Publisher Agreement

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Source URL: cdn01.content.covestor.com

Language: English - Date: 2014-05-14 10:30:43
772U.S. Securities and Exchange Commission / Securities and Exchange Commission Form 10-Q / Government / Financial regulation / United States / SEC filings / Securities Exchange Act / Form 10-K

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 1, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-01 11:29:21
773SEC filings / Financial regulation / Finance / Financial economics / Form 4 / Form 144 / Securities Act / Security / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - 5106838_2.DOC

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Source URL: edgar.sec.gov

Language: English - Date: 2013-12-23 14:47:19
774India / Securities and Exchange Board of India Act / Securities and Exchange Board of India / Government of India / Government

Microsoft Word - Arbitration%20circular[1].doc

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Source URL: www.hdfcsec.com

Language: English - Date: 2011-02-24 05:24:57
775Securities Exchange Act / Securities / Financial regulation / Securities and Exchange Commission / Financial system / Financial economics / Regulation S-K / Banja Luka Stock Exchange / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov

Language: English - Date: 2015-04-21 08:40:00
776Finance / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Equity securities / Securities Exchange Act / Security / OTC Bulletin Board / Stock / Stock market / Financial economics / Investment

Delisting Order: SouthFirst Bancshares, Inc.

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Source URL: edgar.sec.gov

Language: English - Date: 2006-03-28 11:41:26
777Right to Information Act / Information / Ethics / United States Department of Justice v. Reporters Committee for Freedom of the Press / Freedom of information in the United States / Freedom of information legislation / Freedom of Information Act / Law

U.S. Securities and Exchange Commission 100 F Street, NE Washington, DCFREEDOM OF INFORMATION ACT (FOIA) Annual Report for Fiscal YearOctober 1, 2009 through September 30, 2010)

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Source URL: www.sec.gov

Language: English - Date: 2011-05-19 10:49:23
778United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / OTC Markets Group / Securities and Exchange Commission / Government / Financial regulation / Corporate governance / Israel Securities Authority / Securities regulation in the United States / United States securities law / 73rd United States Congress / Securities Exchange Act

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 20, 2015 In the Matter of

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 06:09:49
779Stock market / Corporate finance / Equity securities / Financial services / Security / Trust law / Preferred stock / Financial adviser / Stock / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; File NoRoyce Value Trust, Inc., et al.; Notice of Application April 4, 2013 Agency: Securities and Exchange Commission (“Commis

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Source URL: www.sec.gov

Language: English - Date: 2013-04-05 13:23:48
780111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Bank / Futures contract / Securities Exchange Act / Financial economics / Finance / Financial system

December 10, 2013 #52356744v1 CFTC Final Volcker Rule Text

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Source URL: volckerrule.com

Language: English - Date: 2013-12-10 19:05:30
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